The purpose of this letter is to inform you of Investment Placement Group’s Privacy Policy and to comply with Federal laws, including Securities and Exchange Commission regulations.

Our Commitment to Your Privacy: Investment Placement Group (“IPG”) is committed to recognizing and respecting the expectations and rights you have regarding the handling of your personal information. To protect your privacy IPG has adopted the long standing privacy policy outlined below, which explains the circumstances under which IPG may collect, maintain and use any non-public personally identifiable information you may provide us or which we accumulate in the course of doing business with you.

Collection of Information: We limit the collection and use of information to the minimum we require to help us serve your financial needs, deliver superior customer service, or new products or services, and to fulfill regulatory and other legal requirements. The type of information IPG may collect includes:

  • Information received from you on new account applications or other forms
  • Information about your transactions with us or others
  • Information that we receive from a consumer reporting agency

How We Protect Your Information: Without your written permission, IPG will not share referral or client non-public personal information with unaffiliated third parties, unless IPG determines such disclosure is necessary to protect against a fraud or comply with a subpoena, court order or other legal requirement. Further, we restrict access to personal information to only those employees who need to know the information to provide to you products or services. Finally, we also maintain physical, electronic and procedural safeguards to protect your information.

Former Customers: Even if you are no longer a customer of IPG, our Privacy Policy will continue to apply to you. IPG is committed to upholding the spirit of this Privacy Policy, but reserves the right to change these privacy policies at any time.

If you have any concerns on this matter or anything else regarding your account with Investment Placement Group, please give us a call.