Rocio Harb
Director and Branch Manager in IPG Miami.
Rocio Harb is a Director and Branch Manager of IPG in Miami, Florida. Ms. Harb started her career over 21 years ago at Tucker Anthony in NYC. Before joining D & D, now WUNDERLICH Securities, in 2004, she had worked at DLJ/ Credit Suisse gaining experience in a number of areas including Compliance , Operations, International Wealth Management and client relations . Together with her team of 13 in the miami office , they cater to the high net worth individual both offshore and domestic.
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Carlos Martinez
Director of Private Banking
Prior to working at IPG, he was Senior Vice President at Merrill Lynch, Miami 2000-2016
Before 2000 he worked in Mexico : Santander, Casa de Bolsa Bancomer, Operadora de Bolsa and Valores Finamex. He initiated his financial professional career in 1985. He gathered experience in investment banking, private banking an as branch manager.
He is focused on capital preservation and risk management. Carlos uses short selling strategies in stocks to hedge the portfolios of clients.
He is an author of self- help books and facilitates meditation groups.
Carlos holds a Bachelor’s Degree in management from Instituto Tecnologico Autonomo de Mexico. (ITAM)
He holds Finra licenses Series 7, 66, 31 .
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Mauricio Assael
Director of Private Banking
Mauricio is a Registered Broker and Investment Advisor. His mission is to provide clients with exceptional service, professional and sophisticated advice that will help them build, preserve, and distribute their wealth. His focus is building comprehensive financial plans and investment strategies for high net worth individuals.
Mauricio has over 20 years of experience in the financial industry. Prior to working at IPG he worked at several international and Mexican financial institutions, like Dominick and Dominick, now Wunderlich Securities, LLC, Bank Hapoalim and Banco Inbursa, S.A. in Mexico City.
His investment philosophy is based on the conviction that risks and opportunities directly affect long-term profitability. Working together with an investment team, he combines portfolio diversification, risk management, taking into consideration their individual objectives, to create the most appropriate and balanced allocation.
He is an Executive Board Member of Temple Sinai and was for two years the Chair of the School Board at Jacobson Sinai Academy. He moved from Mexico to Miami in 2002 where he now lives with his wife and three boys.
He holds a BA from UDLA (Universidad de las Americas) and a Master’s Degree in Finances from ITAM (Instituto Tecnologico Autonomo de Mexico) in Mexico City.
Mauricio holds FINRA Series 7 and Series 65 Licenses.
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Robert Lizama
Director of Private Banking
For more than 19 years, Roberto has assisted clients by developing portfolios to help them achieve their current and future goals. Roberto has experience in working with high net worth individuals, not only domestic but offshore as well. He also has experience working with foundations and retirement plans. He joined IPG in 2016 after thirteen years at Dominick & Dominick and six years at Morgan Stanley. Roberto earned a Bachelor’s Degree in Management from the University of Florida in 1995.
Roberto is an active participant in the community. He is a member of the Finance Committee for St. Hugh Catholic Church and Chair of the Consultative School Board for St. Hugh Catholic School. Roberto is also involved as a Vice President at Children’s Resources, a special needs school in Miami. He resides in South Miami with his wife and two children.
He holds FINRA Series 7, Series 31, Series 63, Series 65 and Life and Variable Annuity Licenses.
Investment Philosophy and Strategy:
As a financial advisor, attention to detail, good listening skills and knowledge about products and markets are qualities appreciated by his clients. Working with an investment team, Roberto works to analyze the current situation and works to create a portfolio to meet the client’s investment needs and objectives. We believe that taking a balanced approach of equity and income investments provide portfolio diversification and risk management. Our investment philosophy is that corporate earnings drive stock prices and that changing expectations regarding a company’s earnings prospects are the driving force behind its stock price movement.
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